Position: Senior

Job type: Full Time, Permanent

Experience: 5 years

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Job content

Job Description
Responsibilities
  • Act as a Responsible Officer with management responsibilities and duties to supervise SFC Type 2,5 regulated activities to ensure all the activities and duties comply with the relevant rules and regulations
  • Lead and manage the team to handle and improve daily operations and internal policies
  • Supervise and manage daily operations, including account opening process, accounts’ dealing activities, margin accounts’ risk control and client services
  • Formulate & Review daily operations internal controls and procedures
  • Supervise and manage daily operations, including account opening process, accounts’ dealing activities, margin accounts’ risk control and client services

Requirements:

  • Bachelor degree or above
  • Minimum 3 - 5 years relevant experiences as a RO in futures firm
  • Current holder of SFC unconditional Responsible Officer license for Type 2 & 5 regulated activities.
  • Sound knowledge of SFO, SFC codes & guidelines, regulations
  • Ability to work independently, familiar with futures dealing operations
  • Good command of written & English and Chinese ( Mandarin and Cantonese )
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Deadline: 17-12-2023

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